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1、INTERNATIONAL STANDARD IS0 8532 Second edition 1995-l 2-l 5 ANSI Ieernmt Dot sac Securities - Format for transmission of certificate numbers Valeurs mobil (according to the letters on the certificate; only capital letters shall be used); separates fields where the transmission contains multiple data
2、fields; separates the subfields within a datafield; separates individual numbers and/or number sequences; links the first certificate number to the last certificate number in cases where numerical sequence occurs (see 5.11, or, links the first sequence of certificate numbers to the last sequence of
3、certificate numbers in cases where two or more sequences are expressed as a range of sequences (see 5.3); links the first number to the last number of the underlying securities where a sequence of num- bers appears on one certificate that does not have its own number (see 5.1); separates the series
4、designation and the certificate number itself (see 4.7). NOTE 3 No space should be used either in front of or after any of the datafields, subfields or characters mentioned above 4.6 When letters are shown separately on the certificate (“Literia”), they shall be considered part of the certifi- cate
5、number and shall appear without separation marks in front of the certificate number. 4.7 Where a series designation exists and is not already expressed in the security identification, the certificate number shall be preceded by the series designation. 5 Miscellaneous 5.1 When transmitting numerical
6、sequences, the “to -number consists of only that part of the number which differs from the “from -number, and which is required to identify the range. Where the existence of check digits renders the definition of a numerical sequence impossible, a sequence should not be used and each certificate mus
7、t be identified separately. 5.2 If a certificate representing underlying securities has its own number, only this number shall be transmitted. 2 Copyright International Organization for Standardization Provided by IHS under license with ISO Licensee=NASA Technical Standards 1/9972545001 Not for Resa
8、le, 04/23/2007 21:02:48 MDTNo reproduction or networking permitted without license from IHS -,-,- 0 IS0 IS0 8532: 1995(E) NOTE 4 When requested, the underlying security number(s) may be transmitted in a special message 5.3 If a certificate representing underlying securities does not have its own num
9、ber, then the numbers of the underlying securities shall be transmitted. Where two or more certificates represent underlying securities, the numbers of the underlying securities may be transmitted as a range of sequences, provided the quantity of underlying securities contained in each sequence is i
10、dentical. In this case, the first element of the range shall be the first certificate number sequence denoted by a “from”- number and a “to -number separated by a solidius 0, the “from -number appearing first. The second element of the range shall be the last certificate number sequence denoted by a
11、 “from -number and a “to -number separated by a solidus, the “from -number appearing first. The first element shall be separated from the second element by a hypen l-1. 5.4 Spaces and special symbols within a certificate number and/or denomination and/or quantity (such as triad separation, signs sep
12、arating certificate numbers in parts) shall not be transmitted. 6 Examples The following examples illustrate the application of this International Standard. Also included are some examples which provide guidelines concerning older securities issues whose certificate numbering regime is not structure
13、d according to IS0 9019. 6.1 90 XY-shares represented by 3 certificates of 30 shares each 1 certificate No. 234567 1 certificate No. 234568 1 certificate No. 123456 Application of this International Standard results in the following format: I I 0:*34567-8,*34561 = 2 i I -3 -4 - 5 1 Datafield (4.1) 2
14、 Subfields (4.3) 3 Quantity (4 3 I) 4 Denomination (4.3.2) 5 Separates subfields (4.5) 6 Certificate numbers (4.3.3) 7 Links first to last number of sequence, or first to last sequence of range of sequences (4.5) 8 Separates numbers 3 Copyright International Organization for Standardization Provided
15、 by IHS under license with ISO Licensee=NASA Technical Standards 1/9972545001 Not for Resale, 04/23/2007 21:02:48 MDTNo reproduction or networking permitted without license from IHS -,-,- IS0 8532:1995(E) 0 IS0 6.2 Shares with series and “Litera”-designation Certificates show their own number; serie
16、s designation is part of the designation of the issue and the series has a special securities identification number (for example ISIN). The issue is traded per unit (as opposed to nominal amount per share or per cent). 161 Martin Miller Corp. shares series C of USD I.-, represented by 1 certificate
17、representing 100 shares Lit F No. 000358 1 certificate representing 50 shares Lit C No. 047658 11 certificates representing 1 share each Lit A No. 148659 Lit A No. 148660 Lit A No. 148661 Lit A No. 148662 Lit A No. 148663 Lit A No. 148664 Lit A No. 148665 Lit A No. 148666 Lit A No. 148667 Lit A No.
18、148668 Lit A No. 148669 Application of this International Standard results in the following format: 1 +I OO+F358:1+5O+C47658:11 +I +Al48659-69 NOTE 5 Indication of leading zeros in the final string of digits within a certificate number is optional. 6.3 Bonds divided in series for redemption to be dr
19、awn by lot USD 75 000 10 % European Investment Bank Bonds due 1987/91 represented by 5 bonds in the denomination of USD 1 000 and 7 bonds in the denomination of USD 10 000. USD 1 000 Series A No. 157232 Series A No. 157321 Series A No. 157322 Series A No. 157323 Series A No. 157327 USD 10 000 Series
20、 C No. 234691 Series D No 431062 Series D No. 431063 Series D No. 431064 Series D No. 431065 Series D No. 431066 Series D No 519230 Application of this International Standard results in the following format: 7+1 OOOO+C.234691 ,D.431062-6,D.519230:5+1 000+A.157232,A.157321-3,A.157327 4 Copyright Inte
21、rnational Organization for Standardization Provided by IHS under license with ISO Licensee=NASA Technical Standards 1/9972545001 Not for Resale, 04/23/2007 21:02:48 MDTNo reproduction or networking permitted without license from IHS -,-,- 0 IS0 IS0 8532:1995(E) 6.4 Share certificates bearing only th
22、e numbers of the underlying shares 115 Bayer AG-Aktien represented by 1 certificate representing 100 shares No 113100-99 3 certificates representing 5 shares each No 246445-246449 No. 281300-281304 No 317865-317869 Application of this International Standard results in the following format: 1 +I 00+1
23、13100/99:3+5+246445/9,281300/4,317865/9 6.5 Range of certificate number sequences 140 VEBA AG shares represented by 7 certificates 1 certificate representing 20 underlying shares No 0050451 3 certificates representing 20 underlying shares each Lit B No 0095981-0095990 Lit B No 0095991-0096000 Lit B
24、No 0096001-0096010 NOTE 6 Each underlying certificate number represents 2 shares 3 certificates representing 20 uhderlying shares each No 0099941-0099960 No. 0099961-0099980 No 0099981-0100000 NOTE 7 Each underlying certificate number represents 1 share Application of this International Standard res
25、ults in the following format: 7+20+50451 ,B95981/90-6001/10,99941/60-81/100000 6.6 Spaces and special symbols in certificate numbers 30 USX Corporation shares represented by 3 certificates representing 10 shares each No 69-YVN-2474 No ZQ 87-QYS-2521 No. ZQ 90 SO0661 5 Application of this Internation
26、al Standard results in the following format: 3+10+69YVN2474,ZQ87QYS2521 ,ZQ9OS6615 300 Astra CIA Argentian de Petroleo shares represented by 3 certificates representing 100 shares each No 139691-3 No 139692-5 No 139693-9 5 Copyright International Organization for Standardization Provided by IHS unde
27、r license with ISO Licensee=NASA Technical Standards 1/9972545001 Not for Resale, 04/23/2007 21:02:48 MDTNo reproduction or networking permitted without license from IHS -,-,- IS0 8532:1995(E) NOTE 8 The rightmost digit is a check digit and as such an integral part of the certificate number Applicat
28、ion of this international Standard results in the following format: 3+100+1396913,1396925,1396939 0 IS0 6 Copyright International Organization for Standardization Provided by IHS under license with ISO Licensee=NASA Technical Standards 1/9972545001 Not for Resale, 04/23/2007 21:02:48 MDTNo reproduct
29、ion or networking permitted without license from IHS -,-,- Copyright International Organization for Standardization Provided by IHS under license with ISO Licensee=NASA Technical Standards 1/9972545001 Not for Resale, 04/23/2007 21:02:48 MDTNo reproduction or networking permitted without license fro
30、m IHS -,-,- IS0 8532:1995(E) 0 IS0 ICS 336.763 Descriptors: banking, banking documents, inter-bank payment messages, transferable securities, stock and bond certificates, numbers, data transmission, formats Price based on 6 pages Copyright International Organization for Standardization Provided by IHS under license with ISO Licensee=NASA Technical Standards 1/9972545001 Not for Resale, 04/23/2007 21:02:48 MDTNo reproduction or networking permitted without license from IHS -,-,-