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1、BRITISH STANDARD BS EN ISO 17665-1:2006 Sterilization of health care products Moist heat Part 1: Requirements for the development, validation and routine control of a sterilization process for medical devices The European Standard EN ISO 17665-1:2006 has the status of a British Standard ICS 11.080.0
2、1 ? BS EN ISO 17665-1:2006 This British Standard was published under the authority of the Standards Policy and Strategy Committee on 29 September 2006 BSI 2006 ISBN 0 580 48982 5 National foreword This British Standard was published by BSI. It is the UK implementation of EN ISO 17665-1:2006. It supe
3、rsedes BS EN 554:1994 which is withdrawn. The UK participation in its preparation was entrusted to Technical Committee CH/198, Sterilization of medical devices. A list of organizations represented on CH/198 can be obtained on request to its secretary. This publication does not purport to include all
4、 the necessary provisions of a contract. Users are responsible for its correct application. Compliance with a British Standard cannot confer immunity from legal obligations. Amendments issued since publication Amd. No. DateComments EUROPEAN STANDARD NORME EUROPENNE EUROPISCHE NORM EN ISO 17665-1 Aug
5、ust 2006 ICS 11.080.01Supersedes EN 554:1994 English Version Sterilization of health care products - Moist heat - Part 1: Requirements for the development, validation and routine control of a sterilization process for medical devices (ISO 17665- 1:2006) Strilisation des produits de sant - Chaleur hu
6、mide - Partie 1: Exigences pour le dveloppement, la validation et le contrle de routine dun procd de strilisation des dispositifs mdicaux (ISO 17665-1:2006) Sterilisation von Produkten fr die Gesundheitsfrsorge - Feuchte Hitze - Teil 1: Anforderungen an die Entwicklung, Validierung und Lenkung der A
7、nwendung eines Sterilisationsverfahrens fr Medizinprodukte (ISO 17665- 1:2006) This European Standard was approved by CEN on 14 July 2006. CEN members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard the status of a nation
8、al standard without any alteration. Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the Central Secretariat or to any CEN member. This European Standard exists in three official versions (English, French, German). A version in any
9、other language made by translation under the responsibility of a CEN member into its own language and notified to the Central Secretariat has the same status as the official versions. CEN members are the national standards bodies of Austria, Belgium, Cyprus, Czech Republic, Denmark, Estonia, Finland
10、, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland and United Kingdom. EUROPEAN COMMITTEE FOR STANDARDIZATION COMIT EUROPEN DE NORMALISATION EUROPISCHES KOMI
11、TEE FR NORMUNG Management Centre: rue de Stassart, 36 B-1050 Brussels 2006 CENAll rights of exploitation in any form and by any means reserved worldwide for CEN national Members. Ref. No. EN ISO 17665-1:2006: E Foreword This document (EN ISO 17665-1:2006) has been prepared by Technical Committee ISO
12、/TC 198 “Sterilization of health care products“ in collaboration with Technical Committee CEN/TC 204 “Sterilization of medical devices“, the secretariat of which is held by BSI. This European Standard shall be given the status of a national standard, either by publication of an identical text or by
13、endorsement, at the latest by February 2007, and conflicting national standards shall be withdrawn at the latest by August 2009. This document supersedes EN 554:1994. This document has been prepared under a mandate given to CEN by the European Commission and the European Free Trade Association, and
14、supports essential requirements of EU Directive(s). For relationship with EU Directive(s), see informative Annex ZA, which is an integral part of this document. According to the CEN/CENELEC Internal Regulations, the national standards organizations of the following countries are bound to implement t
15、his European Standard: Austria, Belgium, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland and United Kingd
16、om. Endorsement notice The text of ISO 17665-1:2006 has been approved by CEN as EN ISO 17665-1:2006 without any modifications. EN ISO 17665-1:2006 Reference number ISO 17665-1:2006(E) INTERNATIONAL STANDARD ISO 17665-1 First edition 2006-08-15 Sterilization of health care products Moist heat Part 1:
17、 Requirements for the development, validation and routine control of a sterilization process for medical devices Strilisation des produits de sant Chaleur humide Partie 1: Exigences pour le dveloppement, la validation et le contrle de routine dun procd de strilisation des dispositifs mdicaux EN ISO
18、17665-1:2006 ii iii Contents Page Foreword. v Introduction. vi 1 Scope . 1 1.1 Inclusions 1 1.2 Exclusions. 1 2 Normative references. 2 3 Terms and definitions. 3 4 Quality management system elements 10 4.1 Documentation 10 4.2 Management responsibility . 10 4.3 Product realization 10 4.4 Measuremen
19、t, analysis and improvement Control of non-conforming product. 10 5 Sterilizing agent characterization . 11 5.1 Sterilizing agent 11 5.2 Microbicidal effectiveness. 11 5.3 Materials effects 11 5.4 Environmental consideration 11 6 Process and equipment characterization 11 6.1 Process 11 6.1.1 General
20、. 11 6.1.2 Saturated steam processes. 12 6.1.3 Contained product processes. 12 6.2 Equipment . 13 7 Product definition. 14 8 Process definition. 15 9 Validation. 17 9.1 General. 17 9.2 Installation qualification (IQ) . 17 9.2.1 Equipment . 17 9.2.2 Installation. 17 9.2.3 Function. 17 9.3 Operational
21、 qualification (OQ). 18 9.4 Performance qualification (PQ). 18 9.5 Review and approval of validation 19 10 Routine monitoring and control 20 11 Product release from sterilization. 21 12 Maintaining process effectiveness. 21 12.1 Demonstration of continued effectiveness 21 12.2 Recalibration . 21 12.
22、3 Maintenance of equipment 21 12.4 Requalification 22 12.5 Assessment of change. 22 Annex A (informative) Guidance. 23 Annex B (informative) Process definition based on inactivation of the microbial population in its natural state (bioburden-based method) 27 EN ISO 17665-1:2006 iv Annex C (informati
23、ve) Process definition based on the inactivation of a reference microorganism and a knowledge of bioburden on product items to be sterilized (combined bioburden/biological indicator based method)28 Annex D (informative) Conservative process definition based on inactivation of reference microorganism
24、s (overkill method)29 Annex E (informative) Operating cycles.31 Bibliography .36 EN ISO 17665-1:2006 Annex ZA (informative) Relationship between this European Standard and the Essential Requirements of EU Directive 90/385/EEC, 93/42/EEC and 98/79/EEC 39 v Foreword ISO (the International Organization
25、 for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing International Standards is normally carried out through ISO technical committees. Each member body interested in a subject for which a technical committee has been established has
26、the right to be represented on that committee. International organizations, governmental and non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization. Intern
27、ational Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2. The main task of technical committees is to prepare International Standards. Draft International Standards adopted by the technical committees are circulated to the member bodies for voting. Publicati
28、on as an International Standard requires approval by at least 75 % of the member bodies casting a vote. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such patent right
29、s. ISO 17665-1 was prepared by Technical Committee ISO/TC 198, Sterilization of health care products. This first edition of ISO 17665-1 cancels and replaces ISO 11134:1994 and ISO 13683:1997 both of which have been technically revised. ISO 17665 consists of the following parts, under the general tit
30、le Sterilization of health care products Moist heat: Part 1: Requirements for the development, validation and routine control of a sterilization process for medical devices Part 2: Guidance on the application of ISO 17665-1 EN ISO 17665-1:2006 Licensed Copy: sheffieldun sheffieldun, na, Fri Nov 17 0
31、9:51:48 GMT+00:00 2006, Uncontrolled Copy, (c) BSI vi Introduction A sterile medical device is one which is free of viable microorganisms. International standards that specify requirements for validation and routine control of sterilization processes require, when it is necessary to supply a sterile
32、 medical device, that adventitious microbiological contamination of a medical device prior to sterilization be minimized. Even so, medical devices produced under standard manufacturing conditions in accordance with the requirements for quality management systems (see, for example, ISO 13485) may, pr
33、ior to sterilization, have microorganisms on them, albeit in low numbers. Such products are non-sterile. The purpose of sterilization is to inactivate the microbiological contaminants and thereby transform the non-sterile products into sterile ones. The kinetics of inactivation of a pure culture of
34、microorganisms by physical and/or chemical agents used to sterilize medical devices generally can best be described by an exponential relationship between the number of microorganisms surviving and the extent of treatment with the sterilizing agent; inevitably this means that there is always a finit
35、e probability that a microorganism may survive regardless of the extent of treatment applied. For a given treatment, the probability of survival is determined by the number and resistance of microorganisms and by the environment in which the organisms exist during treatment. It follows that the ster
36、ility of any one product in a population subjected to sterilization processing cannot be guaranteed and the sterility of a processed population is defined in terms of the probability of there being a viable microorganism present on a product item. ISO 17665 describes requirements that, if met, will
37、provide a moist heat sterilization process intended to sterilize medical devices, which has appropriate microbicidal activity. Furthermore, compliance with the requirements ensures this activity is both reliable and reproducible so that predictions can be made, with reasonable confidence, that there
38、 is a low level of probability of there being a viable microorganism present on product after sterilization. Specification of this probability is a matter for regulatory authorities and may vary from country to country (see, for example, EN 556-1 and ANSI/AAMI ST67). Generic requirements of the qual
39、ity management system for design and development, production, installation and servicing are given in ISO 9001 and particular requirements for quality management systems for medical device production are given in ISO 13485. The standards for quality management systems recognise that, for certain pro
40、cesses used in manufacturing, the effectiveness of the process cannot be fully verified by subsequent inspection and testing of the product. Sterilization is an example of such a process. For this reason, sterilization processes are validated for use, the performance of the sterilization process is
41、monitored routinely and the equipment is maintained. Exposure to a properly validated, accurately controlled sterilization process is not the only factor associated with the provision of reliable assurance that the product is sterile and, in this regard, suitable for its intended use. Attention is t
42、herefore given to a number of factors including: a) the microbiological status of incoming raw materials and/or components; b) the validation and routine control of any cleaning and disinfection procedures used on the product; c) the control of the environment in which the product is manufactured, a
43、ssembled and packaged; d) the control of equipment and processes; e) the control of personnel and their hygiene; f) the manner and materials in which the product is packaged; g) the conditions under which product is stored. EN ISO 17665-1:2006 vii The type of contamination on a product to be sterili
44、zed varies and this has an impact upon the effectiveness of a sterilization process. It is preferable that products that have been used in a health care setting and that are being presented for resterilization in accordance with the manufacturers instructions (see ISO 17664) be regarded as special c
45、ases. There is the potential for such products to possess a wide range of contaminating microorganisms and residual inorganic and/or organic contamination in spite of the application of a cleaning process. Hence, particular attention has to be given to the validation and control of the cleaning and
46、disinfection processes used during reprocessing. This part of ISO 17665 describes the requirements for ensuring that the activities associated with the process of moist heat sterilization are performed properly. These activities are described in documented work programmes designed to demonstrate tha
47、t the moist heat sterilization process will consistently yield sterile products on treatment with process variables falling within the predetermined limits. The requirements are the normative parts of this part of ISO 17665 with which compliance is claimed. The guidance given in the informative anne
48、xes is not normative and is not provided as a checklist for auditors. The guidance provides explanations and methods that are regarded as being suitable means for complying with the requirements. Methods other than those given in the guidance may be used, if they are effective in achieving complianc
49、e with the requirements of this part of ISO 17665. The development, validation and routine control of a sterilization process comprise a number of discrete but interrelated activities, e.g. calibration, maintenance, product definition, process definition, installation qualification, operational qualification and performance qualification. While the activities required by this part of ISO 17665 have been grouped together and are presented in a particular order, this part