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16、talogue of ICAO Publications and Audio-visual Training Aids Issued annually, the Catalogue lists all publications and audio-visual training aids currently available. Supplements to the Catalogue announce new publications and audio-visual training aids, amendments, supplements, reprints, etc. Availab
17、le free from the Document Sales Unit, ICAO. Doc 9303 Machine Readable Travel Documents Part 1 Machine Readable Passports Volume I Passports with Machine Readable Data Stored in Optical Character Recognition Format Approved by the Secretary General and published under his authority Sixth Edition - 20
18、06 International Civil Aviation Organization -,-,- AMENDMENTS The issue of amendments is announced regularly in the ICAO Journal and in the supplements to the Catalogue of ICAO Publications and Audio-visual Training Aids, which holders of this publication should consult. The space below is provided
19、to keep a record of such amendments. RECORD OF AMENDMENTS AND CORRIGENDA The designations employed and the presentation of the material in this publication do not imply the expression of any opinion whatsoever on the part of ICAO concerning the legal status of any country, territory, city or area or
20、 of its authorities, or concerning the delimitation of its frontiers or boundaries. (ii) FOREWORD The sixth edition of Doc 9303, Part 1, updates and replaces the specifications for machine readable passports as published in the fifth edition (2003) and represents a substantial modernization of the m
21、aterial contained in previous editions. In particular, this sixth edition incorporates the new globally interoperable standard for biornetric identification of the holder and for the storage of the associated data on a contactless integrated circuit. In consequence, some other biometric identificati
22、on methods and data storage media, described in the fifth edition, are no longer to be regarded as options within the globally interoperable standard. States may, however, use them for their own or agreed bilateral purposes. Such is the magnitude of the specification for the new globally interoperab
23、le biometric identification system and the data storage using a contactless integrated circuit, that Doc 9303, Part 1, is now divided into two volumes. The first volume, known as Doc 9303, Part 1, Volume 1, is an updated version of the fifth edition containing all the specifications required for a S
24、tate to issue a machine readable passport book. The second volume, known as Doc 9303, Part 1, Volume 2, contains the specifications for enhancing the machine readable passport with the globally interoperable system of biometric identification and its associated data storage utilizing a contactless i
25、ntegrated circuit. A State wishing to issue a passport designed to facilitate cross-border travel with enhanced security by incorporating the globally interoperable machine assisted biometric identification/data storage system will therefore need comply with both Volumes of Part I. Certain specifica
26、tions within Volume 1 , particularly in relation to the portrait and other identification features, have been amended to ensure that when a State decides to upgrade to a globally interoperable biometric passport, a minimum amount of change to passport production will be involved. The specifications
27、and guidance material on matters such as naming conventions, transliteration of national characters in the machine readable zone and the calculation of check digits, expanded in the previous edition, have been retained in this first volume of Part 1. The option for the inclusion and placement of a b
28、ar code on the data page remains, but it is to be emphasized that the inclusion of a bar code and its data is solely for use by the issuing State or by other States by bilateral agreement; it is not globally interoperable. As before, provision is made for issuing the passport as a wallet-size card i
29、n accordance with the specifications for the Size-1 machine readable official travel document as set forth in Doc 9303, Part 3. The emphasis on the security of the document against fraud by alteration or counterfeit is given greater prominence in this sixth edition, as is the need for security of th
30、e premises in which a passport is made, personalized and issued, and for the vetting of staff employed in these activities. A concept highlighted in the fifth edition was that of “global interoperability“. In this context, the term is understood as the capability of inspection systems (either manual
31、 or automated) in different States throughout the world to exchange data, to process data received from systems in other States, and to utilize that data in inspection operations in their respective States. Global interoperability is a major objective of the standardized specifications for placement
32、 of both eye readable and machine readable data in all MRTDs. In the security-conscious world of today, the need for machine-assisted global interoperability has become pressing. This has necessitated the standardization on one primary biometric identification method and of one method of data storag
33、e. The New Technologies Working Group of the Technical Advisory Group on Machine Readable Travel Documents commenced an evaluation in 1998 of the various options and, in early 2001, selected and recommended the face as the primary biornetric with contactless integrated circuit as the data storage te
34、chnology. The recommendation was made specifically in response to the needs of passport issuing and immigration authorities to ensure accurate identification of a passport applicant or holder while minimizing facilitation problems for the traveller. This recommendation was endorsed by the Air Transp
35、ort Committee of the ICAO Council in 2003. -,-,- (ivJ Machine Readable Travel Documents Applicability, Although the specifications in Doc 9303, Part 1, are intended for particular application to the passport, issuing States and organizations are encouraged to apply them as well to other ID-3 size id
36、entity documents, for example the laissez-passer, the seafarers identity document and refugee travel documents. -,-,- TABLE OF CONTENTS Page Foreword . (iii) I . Introduction 1-1 General considerations . 1-1 ICAOs leadership role 1-1 Relative costs and benefits of machine readable travel documents 1
37、-2 Operations 1-2 Endorsement by IS0 1-3 II . Technical specifications for machine readable passports . References and definitions 11-1 Scope . 11-1 Note on Supplement 11-1 . Normative references 11-1 Definitions . 11-2 Technical specifications for machine readable passports 11-3 Ill . Technical spe
38、cifications for the security of the design. manufacture and issuance of machine readable travel documents . 1 1 1 - 1 Scope . 1 1 1 - 1 Security of the MRP and its personalization . 1 1 1 - 1 Machine assisted document verification . 1 1 1 - 1 Security of MRP production and issuance facilities . 1 1
39、1 - 2 Provision of information on newly issued MRPs 1 1 1 - 2 Provision of information on lost and stolen passports 1 1 1 - 2 lnformative Appendix 1 to Section Ill . Security Standards for machine readable travel documents 1 1 1 - 3 1 . Scope 1 1 1 - 3 2 . Introduction 1 1 1 - 3 3 . Basic principles
40、 1 1 1 - 4 4 . Main threats to the security of travel documents 1 1 1 - 5 5 . Security features and techniques . 111-5 . 6 . Glossary of terms 1 1 1 - 1 3 lnformative Appendix 2 to Section Ill . Machine-assisted document security verification . 111-20 . 1 Scope 111-20 . 2 Types of machine assisted d
41、ocument verification features 111-20 (vi) Machine Readable Travel Docc Informative Appendix 3 to Section Ill . The prevention of fraud associated with the issuance process I . Scope . . 2 Fraud and its prevention . . 3 Recommended measures against fraud . . 4 Procedures to combat fraudulent applicat
42、ions . 5 Control of issuing facilities IV . Technical specifications for machine readable passports . . Scope Physical characteristics . . Constructions and dimensions of the MRP and MRP data page General layout of the MRP data page Content and use of zones . Displayed identification feature(s) of t
43、he holder Detailed layout of the MRP data page Visual inspection zone - Data element directory . Mandatory machine readable one (MRZ) (Zone VII) Data structure of machine readable data for the MRP data page Machine reading requirements and the effective reading zone . Convention for writing the name
44、 of the holder . Representation of the issuing State or organization and nationality of the holder Representation of dates . Abbreviations of months in English, French and Spanish Check digits in the machine readable zone Character sets and fonts Characteristics of the machine readable zone Quality
45、specifications of the machine readable zone . . Passport card Passports with additional data storage and biometric capability Appendix 1 to Section IV . Sequence of data elements for the MRP data page Appendix 2 to Section IV . Schematic diagram of the MRP data page . Appendix 3 to Section IV . Sche
46、matic diagram of the MRZ Appendix 4 to Section IV . Nominal Positioning of Zones I to V on the MRP data page Appendix 5 to Section IV . Examples of a personalized MRP data page . Appendix 6 to Section IV . Construction of the MRZ of the passport data page Appendix 7 to Section IV . Three-letter code
47、s . Appendix 8 to Section IV . Subset of OCR-B characters from IS0 1073-11 for use in machine readable travel documents . Appendix 9 to Section IV . Transliterations recommended for use by States Appendix 10 to Section IV . Recommended locations of structure and substance machine assisted document v
48、erification features Appendix 11 to Section IV . Illustrative guidelines for portraits in an MRP Page IV-I IV-I IV- 1 IV-I 1v-3 1v-4 1v-6 1v-9 1v-10 IV-I 3 1v-14 1v-18 1v-18 1v-22 1v-23 1v-23 1v-24 1v-27 1v-27 1v-27 1v-29 1v-29 -,-,- I. INTRODUCTION ICAOs work on machine readable travel documents began in 1968 with the establishment, by the Air Transport Committee of the Council, of a Panel on Passport Cards. This Panel was charged with developing recommendations for a standardized passport book or card that would be mach