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1、BRITISH STANDARD BS ISO/IEC 10040:1992 Incorporating Amendment No. 1 Implementation of ISO/IEC 10040:1992 Information technology Open Systems Interconnection Systems management overview UDC 681.3:691.39 Licensed Copy: sheffieldun sheffieldun, na, Tue Nov 21 10:15:32 GMT+00:00 2006, Uncontrolled Copy
2、, (c) BSI BS ISO/IEC 10040:1992 This British Standard, having been prepared under the direction of the Information Systems Technology Standards Policy Committee, was published under the authority of the Standards Board and comes into effect on 15 January 1993 BSI 11-1999 The following BSI references
3、 relate to the work on this standard: Committee reference IST/21 Draft for comment 90/66823 DC ISBN 0 580 21557 1 Committees responsible for this British Standard The preparation of this British Standard was entrusted by the Information Systems Technology Standards Policy Committee (IST/-) to Techni
4、cal Committee IST/21, upon which the following bodies were represented: AEA Technology British Computer Society British Telecommunications plc Ccta (the Government Centre for Information Systems) Department of Trade and Industry It Standards Unit (Itd6a) Digital Equipment Co. Ltd. IBM United Kingdom
5、 Ltd. Information Systems Committee of the Universities Funding Council International Computers Limited Level 7 Ltd. Logica UK Ltd. Ministry of Defence National Health Services Oracle Corporation (UK) Ltd. P S C International Ltd. Rank Xerox Ltd. SEMA Group Systems Ltd. Salford Software Services (35
6、) Swift Project Consortium Amendments issued since publication Amd. No.DateComments 8516April 1995Indicated by a sideline in the margin Licensed Copy: sheffieldun sheffieldun, na, Tue Nov 21 10:15:32 GMT+00:00 2006, Uncontrolled Copy, (c) BSI BS ISO/IEC 10040:1992 BSI 11-1999i Contents Page Committe
7、es responsibleInside front cover National forewordii Forewordiii Text of ISO/IEC 100401 Licensed Copy: sheffieldun sheffieldun, na, Tue Nov 21 10:15:32 GMT+00:00 2006, Uncontrolled Copy, (c) BSI BS ISO/IEC 10040:1992 ii BSI 11-1999 National foreword This British Standard reproduces verbatim ISO/IEC
8、10040:1992 including Technical Corrigendum 1, and implements it as the UK national standard. This British Standard is published under the direction of the Information Systems Technology Standards Policy Committee whose Technical Committee IST/21 has the responsibility to: aid enquirers to understand
9、 the text; present to the responsible international committee any enquiries on interpretation, or proposals for change, and keep UK interests informed; monitor related international and European developments and promulgate them in the UK. NOTEInternational and European Standards, as well as overseas
10、 standards, are available from BSI Sales Department, BSI, Linford Wood, Milton Keynes, MK14 6LE. A British Standard does not purport to include all the necessary provisions of a contract. Users of British Standards are responsible for their correct application. Compliance with a British Standard doe
11、s not of itself confer immunity from legal obligations. Summary of pages This document comprises a front cover, an inside front cover, pages i and ii, the ISO/IEC title page, pages ii to iv, pages 1 to 23 and a back cover. This standard has been updated (see copyright date) and may have had amendmen
12、ts incorporated. This will be indicated in the amendment table on the inside front cover. Licensed Copy: sheffieldun sheffieldun, na, Tue Nov 21 10:15:32 GMT+00:00 2006, Uncontrolled Copy, (c) BSI Licensed Copy: sheffieldun sheffieldun, na, Tue Nov 21 10:15:32 GMT+00:00 2006, Uncontrolled Copy, (c)
13、BSI ISO/IEC 10040:1992 (E) ii BSI 11-1999 Contents Page Forewordiii 1Scope1 2Normative references1 2.1Identical CCITT Recommendations|International Standards1 2.2Paired Recommendations|International Standards equivalent in technical content2 2.3Additional references2 3Definitions3 3.1Basic reference
14、 model definitions3 3.2Management framework definitions3 3.3CMISE definitions3 3.4Management information model definitions3 3.5OSI conformance testing methodology and framework definitions3 3.6Systems management overview definitions3 4Abbreviations5 5Systems management5 6Systems management model6 6.
15、1Introduction6 6.2Information aspects7 6.3Functional aspects9 6.4OSI communications aspects9 6.5Organizational aspects12 7Systems management standards14 7.1Architecture and structure14 7.2Communication of management information14 7.3Structure of management information14 7.4Systems management functio
16、ns15 8Conformance and compliance15 8.1Compliance to this Recommendation|International Standard16 8.2Conformance to this Recommendation|International Standard18 Annex A Application context for systems management19 Annex B Scope statement for systems management functions22 Figure 1 Systems management
17、interactions7 Figure 2 Relationship between information and communication aspects of the systems management model8 Figure 3 Communication support for notifications and managements operations10 Figure 4 Management and the application layer11 Figure 5 Views of shared management knowledge12 Figure 6 Co
18、ncept of management domains13 Figure 7 Relationship between standards16 Descriptors: Data processing, information interchange, network interconnection, open systems interconnection, systems management, management, generalities. Licensed Copy: sheffieldun sheffieldun, na, Tue Nov 21 10:15:32 GMT+00:0
19、0 2006, Uncontrolled Copy, (c) BSI ISO/IEC 10040:1992 (E) BSI 11-1999iii Foreword ISO (the International Organization for Standardization) and IEC (the International Electrotechnical Commission) form the specialized system for worldwide standardization. National bodies that are members of ISO or IEC
20、 participate in the development of International Standards through technical committees established by the respective organization to deal with particular fields of technical activity. ISO and IEC technical committees collaborate in fields of mutual interest. Other international organizations, gover
21、nmental and non-governmental, in liaison with ISO and IEC, also participate in the work. In the field of information technology, ISO and IEC have established a joint technical committee, ISO/IEC JTC 1. Draft International Standards adopted by the joint technical committee are circulated to national
22、bodies for voting. Publication as an International Standard requires approval by at least 75 % of the national bodies casting a vote. International Standard ISO/IEC 10040 was prepared by the Joint Technical Committee ISO/IEC JTC1, Information technology, in collaboration with CCITT. The identical te
23、xt is published as CCITT Recommendation X.701. Annex A forms an integral part of ISO/IEC 10040. Annex B is for information only. Licensed Copy: sheffieldun sheffieldun, na, Tue Nov 21 10:15:32 GMT+00:00 2006, Uncontrolled Copy, (c) BSI iv blank Licensed Copy: sheffieldun sheffieldun, na, Tue Nov 21
24、10:15:32 GMT+00:00 2006, Uncontrolled Copy, (c) BSI ISO/IEC 10040:1992 (E) BSI 11-19991 1 Scope This Recommendation|International Standard provides an overview to the family of systems management standards; establishes the basis for partitioning the systems management standards into separate groups,
25、 specifying the scope of each group and identifying the principal components within each group; gives guidance on the development of systems management standards and identifies the way they relate to each other; defines terms for use by other systems management standards. is applicable to the defini
26、tion of all systems management standards and to all aspects of systems management of whatever scale; is applicable to situations in which the responsibility for systems management is centralised and those where it is decentralised; establishes a model for systems management, identifies several aspec
27、ts of systems management (i.e., information, functional, communications, and organizational), and further refines the model to clarify these aspects; identifies the principles governing conformance requirements and conformance claims to systems management standards. There are no conformance requirem
28、ents on the main body of this Recommendation|International Standard, however it does specify requirements on standards claiming compliance to systems management. Annex A of this Recommendation|International Standard defines an application context for systems management and specifies the rules for ne
29、gotiating systems management functional units. There are conformance requirements associated with these rules. 2 Normative references The following CCITT Recommendations and International Standards contain provisions which, through reference in this text, constitute provisions of this Recommendation
30、|International Standard. At the time of publication, the editions indicated were valid. All Recommendations and Standards are subject to revision, and parties to agreement based on this Recommendation|International Standard are encouraged to investigate the possibility of applying the most recent ed
31、itions of the Recommendations and Standards listed below. Members of IEC and ISO maintain registers of currently valid International Standards. The CCITT Secretariat maintains a list of the currently valid CCITT Recommendations. 2.1 Identical CCITT Recommendations| International Standards CCITT Reco
32、mmendation X.720 (1992)| ISO/IEC 10165-1:1992, Information technology Open Systems Interconnection Structure of management information: Management information model. CCITT Recommendation X.721 (1992)| ISO/IEC 10165-2:1992, Information technology Open Systems Interconnection Structure of management i
33、nformation: Definition of management information. CCITT Recommendation X.722 (1992)| ISO/IEC 10165-4:1992, Information technology Open Systems Interconnection Structure of management information: Guidelines for the definition of managed objects. CCITT Recommendation X.730 (1992)| ISO/IEC 10164-1:199
34、2, Information technology Open Systems Interconnection Systems Management: Object management function. CCITT Recommendation X.731 (1992)| ISO/IEC 10164-2:1992, Information technology Open Systems Interconnection Systems Management: State management function. CCITT Recommendation X.732 (1992)| ISO/IE
35、C 10164-3:1992, Information technology Open Systems Interconnection Systems Management: Attributes for representing relationships. CCITT Recommendation X.733 (1992)| ISO/IEC 10164-4:1992, Information technology Open Systems Interconnection Systems Management: Alarm reporting function. Licensed Copy:
36、 sheffieldun sheffieldun, na, Tue Nov 21 10:15:32 GMT+00:00 2006, Uncontrolled Copy, (c) BSI ISO/IEC 10040:1992 (E) 2 BSI 11-1999 CCITT Recommendation X.7341) (1992)| ISO/IEC 10164-5:1992, Information technology Open Systems Interconnection Systems Management: Event report management function. CCITT
37、 Recommendation X.7351) (1992)| ISO/IEC 10164-6:1992, Information technology Open Systems Interconnection Systems Management: Log control function. CCITT Recommendation X.736 (1992)| ISO/IEC 10164-7:1992, Information technology Open Systems Interconnection Systems Management: Security alarm reportin
38、g function. 2.2 Paired Recommendations|International Standards equivalent in technical content CCITT Recommendation X.200 (1988), Reference Model of Open Systems Interconnection for CCITT Applications. ISO 7498:1984, Information processing systems Open Systems Interconnection Basic Reference Model.
39、CCITT Recommendation X.7001), Management Framework Definition for Open Systems Interconnection (OSI) for CCITT Applications. ISO/IEC 7498-4:1989, Information processing systems Open Systems Interconnection Basic Reference Model Part 4: Management framework. CCITT Recommendation X.209 (1988), Specifi
40、cation of basic encoding rules for abstract syntax notation one (ASN.1). ISO/IEC 8825:1990, Information technology Open Systems Interconnection Specification of Basic Encoding Rules for Abstract Syntax Notation One (ASN.1). CCITT Recommendation X.217 (1988), Association control service definition fo
41、r Open Systems Interconnection for CCITT Applications. ISO 8649:1988, Information processing systems Open Systems Interconnection Service definition of the Association Control Service Element. CCITT Recommendation X.227 (1988), Association Control Protocol Specification for Open Systems Interconnect
42、ion for CCITT Applications. ISO 8650:1988, Information processing systems Open Systems Interconnection Protocol specification for the Association Control Service Element. CCITT Recommendation X.219 (1988), Remote Operations: model, notation and service definition. ISO/IEC 9072-1:1989, Information pr
43、ocessing Text communication Remote Operations Part 1: Model, notation and service definition. CCITT Recommendation X.229 (1988), Remote Operations: Protocol specification. ISO/IEC 9072-2:1989, Information processing systems Text communication Remote Operations Part 2: Protocol specification. CCITT R
44、ecommendation X.290 (1992), OSI Conformance testing Methodology and Framework for Protocol Recommendations for CCITT Applications General Concepts. ISO/IEC 9646-1:1991, Information technology Open Systems Interconnection Conformance testing methodology and framework Part 1: General concepts. CCITT R
45、ecommendation X.710 (1991), Common management information service definition for CCITT applications. ISO/IEC 9595:1991, Information technology Open Systems Interconnection Common management information service definition. CCITT Recommendation X.711 (1991), Common management information protocol spec
46、ification for CCITT applications. ISO/IEC 9596-1:1991, Information technology Open Systems Interconnection Common management information protocol Part 1: Specification. 2.3 Additional references ISO/IEC 8571:1989, Information processing systems Open Systems Interconnection File Transfer, Access and
47、Management. ISO/IEC 9545:1989, Information technology Open Systems Interconnection Application Layer structure. ISO/IEC 10026: .2), Information technology Open Systems Interconnection Distributed Transaction Processing. 1) Presently at state of draft Recommendation. 2) To be published. Licensed Copy
48、: sheffieldun sheffieldun, na, Tue Nov 21 10:15:32 GMT+00:00 2006, Uncontrolled Copy, (c) BSI ISO/IEC 10040:1992 (E) BSI 11-19993 3 Definitions 3.1 Basic reference model definitions This Recommendation|International Standard is based on the concepts in the Basic Reference Model for Open Systems Inte
49、rconnection and makes use of the following terms defined in CCITT Rec. X.200|ISO 7498: a) application service element; b) systems management. 3.2 Management framework definitions This Recommendation|International Standard makes use of the following terms defined in CCITT Rec. X.700|ISO/IEC 7498-4: a) managed object; b) management information base; c) systems management application entity.