UL-1998-1998.pdf

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1、UL 1998 ISBN 0-7629-0321-X Software in Programmable Components Copyright Underwriters Laboratories Inc. Provided by IHS under license with ULLicensee=North Carolina State University/5618801100 Not for Resale, 10/20/2006 02:59:34 MDTNo reproduction or networking permitted without license from IHS -,-

2、,- Copyright Underwriters Laboratories Inc. Provided by IHS under license with ULLicensee=North Carolina State University/5618801100 Not for Resale, 10/20/2006 02:59:34 MDTNo reproduction or networking permitted without license from IHS -,-,- Underwriters Laboratories Inc. (UL) 333 Pfi ngsten Road N

3、orthbrook, IL 60062-2096 UL Standard for Safety for Software in Programmable Components, UL 1998 Second Edition, Dated May 29, 1998 The revisions dated May 4, 2004 include a reprinted title page (page1) for this Standard. Summary of Topics This revision to ANSI/UL 1998 is issued to update the Title

4、Page to indicate the latest approval date as an American National Standard. UL Standards for Safety are developed and maintained in the Standard Generalized Markup Language (SGML). SGML - an international standard (ISO 8879-1986) - is a descriptive markup language that describes a documents structur

5、e and purpose, rather than its physical appearance on a page. Due to formatting differences resulting from the use of ULs new electronic publishing system, please note that additional pages (on which no requirements have been changed) may be included in revision pages due to relocation of existing t

6、ext and reformatting of the Standard. Text that has been changed in any manner is marked with a vertical line in the margin. Changes in requirements are marked with a vertical line in the margin and are followed by an effective date note indicating the date of publication or the date on which the ch

7、anged requirement becomes effective. The revisions dated May 4, 2004 include a reprinted title page (page1) for this Standard. As indicated on the title page (page 1), this UL Standard for Safety is an American National Standard. Attention is directed to the note on the title page of this Standard o

8、utlining the procedures to be followed to retain the approved text of this ANSI/UL Standard. The UL Foreword is no longer located within the UL Standard. For information concerning the use and application of the requirements contained in this Standard, the current version of the UL Foreword is locat

9、ed on ULStandardsInfoNet at: http:/ The master for this Standard at ULs Northbrook Office is the official document insofar as it relates to a UL service and the compliance of a product with respect to the requirements for that product and service, or if there are questions regarding the accuracy of

10、this Standard. ULs Standards for Safety are copyrighted by UL. Neither a printed copy of a Standard, nor the distribution diskette for a Standard-on-Diskette and the fi le for the Standard on the distribution diskette should be altered in any way. All of ULs Standards and all copyrights, ownerships,

11、 and rights regarding those Standards shall remain the sole and exclusive property of UL. All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form by any means, electronic, mechanical photocopying, recording, or otherwise without pr

12、ior permission of UL. Revisions of UL Standards for Safety are issued from time to time. A UL Standard for Safety is current only if it incorporates the most recently adopted revisions. MAY 4, 2004 UL 1998tr1 Copyright Underwriters Laboratories Inc. Provided by IHS under license with ULLicensee=Nort

13、h Carolina State University/5618801100 Not for Resale, 10/20/2006 02:59:34 MDTNo reproduction or networking permitted without license from IHS -,-,- UL provides this Standard as is without warranty of any kind, either expressed or implied, including but not limited to, the implied warranties of merc

14、hantability or fi tness for any purpose. In no event will UL be liable for any special, incidental, consequential, indirect or similar damages, including loss of profi ts, lost savings, loss of data, or any other damages arising out of the use of or the inability to use this Standard, even if UL or

15、an authorized UL representative has been advised of the possibility of such damage. In no event shall ULs liability for any damage ever exceed the price paid for this Standard, regardless of the form of the claim. UL will attempt to answer support requests concerning electronic versions of its Stand

16、ards. However, this support service is offered on a reasonable efforts basis only, and UL may not be able to resolve every support request. UL supports the electronic versions of its Standards only if they are used under the conditions and operating systems for which it is intended. ULs support poli

17、cies may change from time-to-time without notifi cation. UL reserves the right to change the format, presentation, fi le types and formats, delivery methods and formats, and the like of both its printed and electronic Standards without prior notice. Purchasers of the electronic versions of ULs Stand

18、ards for Safety agree to defend, indemnify, and hold UL harmless from and against any loss, expense, liability, damage, claim, or judgement (including reasonable attorneys fees) resulting from any error or deviation introduced while purchaser is storing an electronic Standard on the purchasers compu

19、ter system. If a single-user version electronic Standard was purchased, one copy of this Standard may be stored on the hard disk of a single personal computer, or on a single LAN fi le-server or the permanent storage device of a multiple-user computer in such a manner that this Standard may only be

20、accessed by one user at a time and for which there is no possibility of multiple concurrent access. If a multiple-user version electronic Standard was purchased, one copy of the Standard may be stored on a single LAN fi le-server, or on the permanent storage device of a multiple-user computer, or on

21、 an Intranet server. The number of concurrent users shall not exceed the number of users authorized. Electronic Standards are intended for on-line use, such as for viewing the requirements of a Standard, conducting a word search, and the like. Only one copy of the Standard may be printed from each s

22、ingle-user version of an electronic Standard. Only one copy of the Standard may be printed for each authorized user of a multiple-user version of an electronic Standard. Because of differences in the computer/software/printer setup used by UL and those of electronic Standards purchasers, the printed

23、 copy obtained by a purchaser may not look exactly like the on-line screen view or the printed Standard. An employee of an organization purchasing a UL Standard can make a copy of the page or pages being viewed for their own fair and/or practical internal use. The requirements in this Standard are n

24、ow in effect, except for those paragraphs, sections, tables, fi gures, and/or other elements of the Standard having future effective dates as indicated in the note following the affected item. The prior text for requirements that have been revised and that have a future effective date are located af

25、ter the Standard, and are preceded by a SUPERSEDED REQUIREMENTS notice. New product submittals made prior to a specifi ed future effective date will be judged under all of the requirements in this Standard including those requirements with a specifi ed future effective date, unless the applicant spe

26、cifi cally requests that the product be judged under the current requirements. However, if MAY 4, 2004 UL 1998tr2 Copyright Underwriters Laboratories Inc. Provided by IHS under license with ULLicensee=North Carolina State University/5618801100 Not for Resale, 10/20/2006 02:59:34 MDTNo reproduction o

27、r networking permitted without license from IHS -,-,- the applicant elects this option, it should be noted that compliance with all the requirements in this Standard will be required as a condition of continued Listing and Follow-Up Services after the effective date, and understanding of this should

28、 be signifi ed in writing. Copyright 2004 Underwriters Laboratories Inc. This Standard consists of pages dated as shown in the following checklist: PageDate 1-4. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

29、. . . . . . . . . May 4, 2004 5-20. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . May 2, 2000 A1-A12 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

30、 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . May 2, 2000 MAY 4, 2004 UL 1998tr3 Copyright Underwriters Laboratories Inc. Provided by IHS under license with ULLicensee=North Carolina State University/5618801100 Not for Resale, 10/20/2006 02:59:34 MDTNo reproduction or networking permitt

31、ed without license from IHS -,-,- MAY 4, 2004 UL 1998tr4 No Text on This Page Copyright Underwriters Laboratories Inc. Provided by IHS under license with ULLicensee=North Carolina State University/5618801100 Not for Resale, 10/20/2006 02:59:34 MDTNo reproduction or networking permitted without licen

32、se from IHS -,-,- MAY 29, 1998 (Title Page Reprinted: May 4, 2004) 1 UL 1998 Standard for Software in Programmable Components First Edition January, 1994 Second Edition May 29, 1998 The most recent designation of ANSI/UL 1998 as an American National Standard (ANSI) occurred on April 28, 2004. This A

33、NSI/UL Standard for Safety, which consists of the Second edition with revisions through May 4, 2004 is under continuous maintenance, whereby each revision is ANSI approved upon publication. Comments or proposals for revisions on any part of the Standard may be submitted to UL at any time. Written co

34、mments are to be sent to UL-RTP Standard Department, 12 Laboratory Dr., P.O. Box 13995, Research Triangle Park, NC, 27709-3995. An effective date included as a note immediately following certain requirements is one established by Underwriters Laboratories Inc. Revisions of this Standard will be made

35、 by issuing revised or additional pages bearing their date of issue. A UL Standard is current only if it incorporates the most recently adopted revisions, all of which are itemized on the transmittal notice that accompanies the latest set of revised requirements. ISBN 0-7629-0321-X COPYRIGHT 1994, 2

36、004 UNDERWRITERS LABORATORIES INC. ANSI/UL 1998-2004 Copyright Underwriters Laboratories Inc. Provided by IHS under license with ULLicensee=North Carolina State University/5618801100 Not for Resale, 10/20/2006 02:59:34 MDTNo reproduction or networking permitted without license from IHS -,-,- MAY 4,

37、2004SOFTWARE IN PROGRAMMABLE COMPONENTS - UL 19982 No Text on This Page Copyright Underwriters Laboratories Inc. Provided by IHS under license with ULLicensee=North Carolina State University/5618801100 Not for Resale, 10/20/2006 02:59:34 MDTNo reproduction or networking permitted without license fro

38、m IHS -,-,- CONTENTS PREFACE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .5 1 Scope . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

39、. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .6 2 Defi nitions of Terms Used . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .6 3 Risk Analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

40、 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .11 4 Process Defi nition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .11 5 Qualifi cation of Design, Implementation, and Verifi cation T

41、ools . . . . . . . . . . . . . . . . . . . . . . . . . . . .11 6 Software Design . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .12 7 Critical and Supervisory Sections of Software . . . . . . . . . . . . . . . .

42、 . . . . . . . . . . . . . . . . . . . . . . . . . . .12 8 Measures To Address Microelectronic Hardware Failure Modes . . . . . . . . . . . . . . . . . . . . . . . . . . .13 9 Product Interface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

43、. . . . . . . . . . . . . . .14 10 User Interfaces . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .14 11 Software Analysis and Testing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

44、. . . . . . . . . . . . . . . . .15 11.1 Software analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .15 11.2 Software testing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

45、 . . . . . . . . . . . . .15 11.3 Failure mode and stress testing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .16 12 Documentation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

46、 . . . . . . . . .17 12.1 User documentation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .17 12.2 Software plan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

47、. . . . .17 12.3 Risk analysis approach and results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .17 12.4 Confi guration management plan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .17 12.5 Programmable system

48、 architecture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .18 12.6 Programmable component and software requirements specifi cation . . . . . . . . . . . . . . . .18 12.7 Software design documentation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .18 12.8 Analysis and test documentation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .18 1

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