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1、精品 料推荐Registration FormHKSI Professional EventReturn by Fax: 2899 2611Overview of Chinese Securities FirmsFocusing on M&A and Risk Management(中國證券公司的綜合治理)Presented byMr Martin JiangChief Compliance OfficerHai Tong (HK) Financial Holdings Ltd.Wednesday, 20 August 2008Full Name of Participant(s)Compan
2、y/FirmJob TitleMembershipBLOCK LETTERSNumberDr/Mr/Ms/MrsDr/Mr/Ms/MrsDr/Mr/Ms/MrsDr/Mr/Ms/MrsPlease note:(1)Individual membersMUST fill in their membership no. on this form for CPT tracking purposes.(2)Participants MUSTattend the whole seminar including the question & answer session. Otherwise,No/Zer
3、o CPThours will be given.(3) Confirmation will be forwarded to participants via email only.(4) Please fill in the bad weather contact no. for special arrangement purposes if bad weather signal is on.Contact Person:Tel:Bad Weather Contact no. (Mobile no. preferred):Fax:Email (required):Due to the pop
4、ularity of this seminar, bookings will only be confirmed with payment, on a first-come-first-served basis. (Priority will be given to members)Payment by:Membership CouponCheque (Please make cheque payable to“ Hong Kong Securities Institute or香港證券專業學會”)American ExpressVISAMasterCardWebAmerican Expres
5、s / VISA / MasterCard Number:Cardholder s Name:Total Payment:Expiry Date:Signed:Date:Registration Conditions for HKSI Seminars & Regulatory Updates1. Registrations must be submitted by mail or fax. No telephone reservations will be entertained.2. Registrations are always accepted on a first-come-fir
6、st served basis. Three working days prior to the event, the contact person should receive an email confirmation. If the contact person does not hear from the Institute by then, he/she should call event hotline on 3120-6170 for further enquiry.3. All fees must be settled by cash, cheque or credit car
7、d one day prior to the date of the event.4.Cheques should bemade payable to“Hong Kong Securities Institute”.5. Substitutions are available before the event, registrants must notify the Institute of the arrangement by writing. A 100% refund will be given if cancellation notice is received 7 working d
8、ays before the event date. NO refund will be given for cancellations received within 7 working days beforethe event date.6. Hong Kong Securities Institute reserves the right on the following:1精品 料推荐i) To change or cancel any of its events due to unforeseen circumstances.ii) To ask improperly behaved
9、 participants to leave the event. No refund/CPT hour(s) will be considered under this circumstance.Address: Room 2403-08, 24th Floor, Wing On Centre, 111 Connaught Road Central, Hong KongProfessional Events Hotline: 3120 6170For details, please visit our website at www.hksi.orgExclusion from Liabili
10、tyRMThe views expressed in the CPT programmes of the Hong Kong Securities Institute remain those of the presenter(s) and are not necessarily shared by theBoard of the Institute.Materials provided as part of the CPT programmes are for purpose of individuals continuing professional trainingviews.Both
11、theexpressed and the materials handed out in or in relation to the CPT programmes should not be used as a substitute for professional advice. The CPTprogrammes are presented without responsibility on the part of the speaker(s) or the Hong Kong Securities Institute for lossoccasioned in any personacting or refraining from action as a result of any view or statement expressed therein.2